CIFA Regulations of Financial Markets pdf notes

File size: 3 MB

CIFA Foundation level notes
Summarized Professional Ethics and Governance notes
Topics Covered:
REGULATION OF FINANCIAL MARKETS

Topics Covered:
Topic 1: Introduction to Law
Topic 2:Financial markets regulatory institutions
Topic 3:Regulations of Capital Markets
Topic 4:Financial market intermediaries
Topic 5:Central Securities Depository
Topic 6:Securities Exchanges and Clearing Agencies
Topic 7:Investment Funds
Topic 8:Corporate Governance and Conduct of Business of Market Intermediaries
Topic 9:Anti-Money Laundering and Combating the Financing of Terrorism

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